Compliance Officer

Job Description Summary
• Preferably with background as legal assistant
• The position will provide direction and guidance in maintaining and enhancing the company's respective compliance programs.
• Lead and support projects to improve compliance processes programs. This will include influencing and guiding Senior Management on compliance initiatives. This position is instrumental in maintaining the sufficiency of the overall compliance program in preventing violations of regulatory rules, contractual agreements and related policies and procedures.
• Maintain an open and cooperative relationship with regulators including ensuring the timely and accurate filing of regulatory documents.
• Manages, implements and ensures compliance with applicable financial laws and regulations.
• Conducts periodic reviews of existing policies to ensure compliance objectives are accurate and complete.
• Stays informed of trends and developments in the financial compliance field.
• Lead internal compliance audits of operational areas to ensure that the organization is meeting regulatory and client contract requirement.
• Develop appropriate compliance reports and summary reports that communicate the status of the compliance program.

You may send in your applications with curriculum vitae (CV) via this email address : ----------